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Insurer Investment Consultant

Alton Cogert,
President & CEO

Mr. Cogert can answer all your investment-related questions and detail how SAA can help your insurance company.

Survey: Exchange-Traded Funds & Active Fixed Income Management for Insurance Companies

How have Fixed Income ETFs impacted active managers in the insurance space?

By design, insurance companies are never fully diversified; heavily allocating their portfolios towards investment-grade fixed income to account for policy holder obligations, reserves, and sufficient risk capital. Whether conducted internally or externally, insurers’ fixed income allocations have predominantly been actively managed via a separate account. However, within the overall bond market, Fixed Income ETFs have become a pillar of the sector.

Given this shift, our team at Strategic Asset Alliance (SAA) conducted a survey focused on the impact that fixed income ETFs have had on active investment-grade fixed income managers working in the insurance space. This report summarizes our key findings.

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Executive Summary:

  • Most firms view the rise of Fixed Income ETFs as a positive development in the bond market, particularly for liquidity, transparency, and diversification access, even if it technically generates greater competition for their firm.
  • The growing prominence of Bond ETFs has essentially had no (or little) effect on firms’ active management process.
  • In the long-running debate of active vs. passive management, over a third of firms see a shift in the pros/cons of the debate.
  • Most firms say active management fee schedules for fixed income management have been compressed (lowered) due to the growth of the Bond ETF market.
  • While firms were split, the main area where technology has helped active bond management is operational efficiency.
  • A small majority of firms still find the Bloomberg Barclay U.S. Aggregate Index to be an appropriate benchmark for fixed income portfolios.
  • Nearly every firm believes the biggest impact Bond ETFs have had on fixed income markets is in liquidity or pricing.
  • While most firms agree that A.I. will help both active and passive management in some way, it is still too early to truly tell the role that it will play.

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